Kam Cheong Yan
殷鑑昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Cheong Yan (殷鑑昌), a licensed former licensee with CE reference AGD748. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-29 | 2005-11-13 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-29 | 2004-12-20 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-29 | 2005-11-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-24 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |