Christopher Chi Man Yau
邱志民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Chi Man Yau (邱志民), a licensed former licensee with CE reference AAH485. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-23 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Chi Man Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.