Gaston Sung Him Lam
林崇謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaston Sung Him Lam (林崇謙), a licensed former licensee with CE reference AHN829. This person has 3.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-23 | 2006-08-01 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-06-23 | 2006-08-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-28 | 2005-06-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-10-28 | 2005-06-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | 2003-10-28 | 2004-06-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-10 | 2005-06-21 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-23 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gaston Sung Him Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.