Gaston Sung Him Lam
林崇謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaston Sung Him Lam (林崇謙), a licensed former licensee with CE reference AHN829. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-23 | 2006-08-01 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-23 | 2006-08-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-28 | 2005-06-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-28 | 2005-06-21 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 — Asset management | 2003-10-28 | 2004-06-23 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-10 | 2005-06-21 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-23 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |