Alie Chi Chiu Wong
黃子超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alie Chi Chiu Wong (黃子超), CE reference AEC894. Currently licensed at 2 firm(s): Cepaalliance Asset Management Limited, Cepa Alliance Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepaalliance Asset Management Limited 世博資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-16 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-13 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2017-10-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-06-09 | 2005-04-13 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2004-06-09 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-30 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-03-30 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-01-14 |