Chiu Kwok Poon
潘昭國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kwok Poon (潘昭國), a licensed former licensee with CE reference AET865. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-30 | 2007-03-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-13 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-10-13 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-24 | 2006-04-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-10-13 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-10-13 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-19 | 2004-05-24 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-17 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-09 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |