Peter Yin Chung Yu
余硯頌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yin Chung Yu (余硯頌), a licensed former licensee with CE reference AAC408. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-31 | 2023-12-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-31 | 2023-12-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | 2023-08-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-25 | 2023-08-31 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-02 | 2004-11-25 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-31 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-16 |