Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Brokerage Limited (西證(香港)證券經紀有限公司), a Hong Kong-based licensed corporation with CE reference ACB501. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 505). Earliest licence on file: 2010-02-23.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 1608, 16/F, No. 26 Harbour Road, China Resources Building, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | 2010-02-23 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-08-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-30 |
| Type 9 - Asset management | Pre-2003 | 2004-08-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (505)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Johnson Shing Tong 唐誠 | RO 1, 4 Rep 1, 4 | 2006-10 | Present |
| Xiangjie Wang 王湘杰 | RO 4 | 2026-07 | Present |
| Yan Yang 杨炎 | RO 1, 4 | 2026-06 | Present |
| Changsheng Huang 黃昌盛 | RO 1, 4 | 2025-04 | 2026-02 |
| Chi Ling Wong 黃志凌 | RO 1, 4 | 2025-07 | 2025-10 |
| Tsz Bun Au Yeung 歐陽子斌 | RO 1 Rep 1 | 2007-09 | 2025-04 |
| Yat Sing Kwok 郭日昇 | RO 4 Rep 4 | 2016-08 | 2025-02 |
| Tsz Ming Lai 黎子銘 | Rep 1, 4 | 2024-12 | 2025-02 |
| Shuang Jiang | Rep 1, 4 | 2022-04 | 2023-12 |
| Jieling Long 龍杰靈 | RO 4 | 2022-02 | 2023-11 |
| Huangji Wang 王煌基 | Rep 1 | 2022-07 | 2023-05 |
| Yui Chit Jeffrey Tam 譚睿哲 | RO 1 Rep 1, 4 | 2022-09 | 2023-01 |
| Yiwen Shao 邵祎雯 | Rep 1, 4 | 2022-04 | 2023-01 |
| Sze Yu Fung 馮時裕 | RO 1, 4 Rep 1, 4 | 2007-06 | 2022-12 |
| Pak Sun Lau 劉栢燊 | RO 1 Rep 1, 4 | 2020-03 | 2022-10 |
| Elaine Yim Ling Lau 劉艷玲 | RO 1, 4 Rep 1, 4 | 2007-03 | 2022-09 |
| Eric Cheuk Fai Shek 石卓輝 | Rep 1, 4 | 2013-02 | 2022-08 |
| Yiu Keung Lee 李耀强 | Rep 1, 4 | 2020-07 | 2022-08 |
| Yangbin Wu 吳阳斌 | Rep 1, 4 | 2016-09 | 2022-08 |
| Kwok Kei Chan 陳國基 | RO 1 Rep 1 | 2008-06 | 2022-08 |
| Kevin Kwong Cheung Tsang 曾廣漳 | Rep 1 | 2017-01 | 2022-08 |
| Binbin Zheng 鄭彬彬 | Rep 4 | 2020-06 | 2022-07 |
| Hao Liang 梁昊 | RO 1 Rep 1 | 2016-05 | 2022-07 |
| Flora Fung Yee Yeung 楊鳳儀 | Rep 1, 4 | 2013-09 | 2022-07 |
| Shuang Yu 余爽 | Rep 1 | 2021-11 | 2022-07 |
| Choi Wan Lam 林彩雲 | RO 1 Rep 1, 4 | 2020-03 | 2022-07 |
| Chengjunyi Ma 馬程俊譯 | Rep 1 | 2021-04 | 2022-07 |
| Walter Ying Kit Ng 伍英傑 | Rep 1 | 2018-02 | 2022-07 |
| Yuen Leong Ng 吳遠亮 | Rep 1 | 2009-01 | 2022-05 |
| Zhenhong Chen 陳禎泓 | Rep 1 | 2021-09 | 2022-05 |
| Ching Yeung 楊靜 | Rep 1 | 2005-04 | 2022-05 |
| Stanley Siu Kay Chan 陳紹基 | Rep 1 | 2008-06 | 2022-05 |
| Wai Lun Yau 丘瑋倫 | Rep 1 | 2017-08 | 2021-12 |
| Yu Ming Chan 陳汝銘 | Rep 1, 4 | 2009-05 | 2021-12 |
| Hui Sun 孫慧 | Rep 1, 4 | 2015-07 | 2021-10 |
| Qingzi Qiu 仇慶子 | Rep 1 | 2019-03 | 2021-09 |
| Chaofan Zhang 張超帆 | Rep 1, 4 | 2018-04 | 2021-09 |
| Man Lei Tang 鄧敏梨 | Rep 1 | 2019-09 | 2021-08 |
| Sirui Zhang 張思睿 | Rep 1 | 2020-03 | 2021-06 |
| Xiaoquan Liu 劉曉全 | Rep 1, 4 | 2016-01 | 2021-05 |
| Chunyan Yu 俞春燕 | Rep 1 | 2020-07 | 2021-02 |
| Suet Heung Fanny Fan 范雪香 | Rep 1 | 2010-03 | 2021-01 |
| Yiu Chuen Nip 聶耀泉 | RO 1, 4 Rep 1 | 2008-05 | 2021-01 |
| Xiao Niu 牛筱 | Rep 1, 4 | 2017-06 | 2020-12 |
| Lap Yan Chu 朱立仁 | RO 1 Rep 1 | 2007-09 | 2020-11 |
| Kam Dai Fung 馮金棣 | Rep 1 | 2019-12 | 2020-09 |
| Nelson Chun Ho Chu 朱震濠 | Rep 1 | 2019-07 | 2020-08 |
| Wai Hon Chan 陳偉漢 | Rep 1 | 2017-07 | 2020-08 |
| Wei Kwun Chan 陳維鈞 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2020-08 |
| Wenang Pan 潘文昂 | Rep 1 | 2017-11 | 2020-07 |
| Minlong Tong 童敏龍 | Rep 1 | 2019-08 | 2020-07 |
| Howard Ho Wai Chan 陳浩維 | Rep 1 | 2020-03 | 2020-05 |
| Chi Kui Chin 錢智駒 | Rep 1, 4 | 2010-05 | 2020-05 |
| Wan Hei Yeung 楊允熙 | Rep 1 | 2020-03 | 2020-05 |
| Man Kwong Cheung 張文光 | Rep 1 | 2013-10 | 2020-03 |
| Kwok On Tse 謝國安 | RO 1 Rep 1 | 2017-05 | 2020-03 |
| Senquan Zhang 張森泉 | Rep 1 | 2016-04 | 2020-03 |
| Wing Fai Ng 吳永輝 | RO 1, 4 Rep 1, 4 | 2017-07 | 2020-02 |
| Ching Chong 莊正 | Rep 1, 4 | 2013-10 | 2020-01 |
| Yuk Fung Lam 林旭楓 | Rep 1 | 2016-12 | 2020-01 |
| Jiaying Song 宋佳穎 | Rep 1, 4 | 2017-08 | 2020-01 |
| Kwun Sing Wong 黃冠星 | Rep 1 | 2009-12 | 2020-01 |
| Tsz Kam Yu 余子淦 | Rep 1 | 2017-04 | 2019-12 |
| Yiu Cham Tsui 徐堯湛 | Rep 1 | 2012-04 | 2019-11 |
| Sheung Fung Yip 葉常豐 | Rep 4 | 2019-08 | 2019-11 |
| Yibiao Feng 馮一飆 | Rep 1 | 2017-06 | 2019-11 |
| Jiao Pan 潘姣 | Rep 1 | 2016-11 | 2019-10 |
| Mei Mui Wong 黃美梅 | Rep 1 | 2018-12 | 2019-10 |
| Nim Man Ho 何念民 | Rep 1, 4 | 2014-03 | 2019-09 |
| Shangjin Wu 武尚晋 | Rep 4 | 2017-09 | 2019-08 |
| Yue Wang 王越 | Rep 1 | 2018-04 | 2019-07 |
| Chi Chung Ki 祁知重 | Rep 1 | 2017-08 | 2019-05 |
| Kwun Chung Kenneth Lee 李冠聰 | Rep 1 | 2017-10 | 2019-04 |
| Man Luo 羅曼 | Rep 1, 4 | 2017-11 | 2019-04 |
| Ngai Ching Wong 黃藝晴 | Rep 1 | 2018-11 | 2019-03 |
| Wai Ting Kung 龔偉廷 | RO 1, 4 Rep 1, 4 | 2016-07 | 2019-03 |
| Yun Tong Huang 黃蘊彤 | Rep 1 | 2017-09 | 2019-01 |
| Junyi Li 李俊儀 | Rep 1 | 2015-05 | 2019-01 |
| Chun Kit Eric Yeung 楊俊傑 | Rep 1 | 2016-12 | 2019-01 |
| Kwok Kei Mak 麥國基 | Rep 4 | 2018-07 | 2019-01 |
| Oi Yee Liu 廖靄兒 | Rep 1, 4 | 2007-03 | 2019-01 |
| Kin Kwan Ng 吳建群 | Rep 1 | 2017-06 | 2018-11 |
| Yiu Hei Yuen 阮堯熙 | Rep 1, 4 | 2015-08 | 2018-11 |
| Haiqing Shi 施海清 | Rep 1 | 2012-08 | 2018-09 |
| Long Hang Chiu 趙朗鏗 | Rep 1 | 2018-07 | 2018-09 |
| Sing Hing Ng 伍承興 | Rep 1 | 2010-01 | 2018-06 |
| Ran Cui 崔然 | Rep 1, 4 | 2013-04 | 2018-04 |
| Ka Leung Cheng 鄭嘉亮 | Rep 1 | 2012-11 | 2018-03 |
| Chi Wai Joey Yu 余梓瑋 | Rep 1 | 2010-10 | 2018-03 |
| Cheng Kiong Ng 黃貞強 | Rep 1 | 2015-10 | 2018-03 |
| Cheuk Ki Yeung 楊卓奇 | Rep 1, 4 | 2014-06 | 2018-02 |
| Nick Ho Ki Wong 黃灝基 | Rep 1 | 2017-08 | 2018-02 |
| Helen Man Ying Shek 石文英 | Rep 1 | 2013-04 | 2017-12 |
| Ho Yee Chung 鍾可兒 | Rep 1, 4 | 2016-04 | 2017-11 |
| Kenneth Chun Tak Ng 吳進德 | Rep 1, 4 | 2007-05 | 2017-11 |
| Hang Wai Bob 卜鏗瑋 | Rep 1 | 2017-03 | 2017-08 |
| Wai Fun Wong 黃慧芬 | Rep 1 | 2008-04 | 2017-08 |
| So Yi Ng 吳素宜 | Rep 1, 4 | 2016-08 | 2017-08 |
| Fu Hang Suen 孫富衡 | Rep 1 | 2014-07 | 2017-08 |
| Chi Keung Chan 陳志強 | Rep 1, 4 | 2009-07 | 2017-08 |
Showing 1–100 of 505
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