Tsz Ming Lai
黎子銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ming Lai (黎子銘), a licensed former licensee with CE reference ATR461. This person has 5.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-24 | 2025-02-12 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-24 | 2025-02-12 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-17 | 2024-10-23 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-17 | 2024-10-23 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2020-12-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-04 | 2020-12-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2020-12-11 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-19 | 2015-11-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-21 | 2015-11-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-09 | 2009-09-29 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ming Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Karen Nok Tung | GEO Securities Limited | 2024 |
| Sheung Nim Lun | GEO Securities Limited | 2024 |
| Qianyin Guo | GEO Securities Limited | 2024 |
| Herman Hoi Ming Mok | GEO Securities Limited | 2024 |
| Ka Yee Ho | GEO Securities Limited | 2024 |
| Hoi Ho Chiu | GEO Securities Limited | 2024 |
| Kin Sun Kam | GEO Securities Limited | 2024 |
| Pui Yip Tang | GEO Securities Limited | 2024 |
| King So Chu | GEO Securities Limited | 2024 |
| Chung Ho Ng | GEO Securities Limited | 2024 |
| Hung Yuk Wong | GEO Securities Limited | 2024 |
| Ka Yan Fung | GEO Securities Limited | 2024 |
| Chun Kit Ho | GEO Securities Limited | 2024 |
| Wai Lun Yip | GEO Securities Limited | 2024 |