Man Luo
羅曼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Luo (羅曼), a licensed former licensee with CE reference BLL571. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-09 | 2019-04-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-09 | 2019-04-01 |