Yui Chit Jeffrey Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Chit Jeffrey Tam (譚睿哲), a licensed Responsible Officer with CE reference BMX555. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.9 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-13 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-05-13 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-24 | 2026-05-13 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-24 | 2026-05-13 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-22 | 2025-11-21 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-22 | 2025-03-27 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-12-15 | 2025-11-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-26 | 2025-01-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-26 | 2025-01-22 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-23 | 2023-07-04 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-23 | 2023-07-04 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-17 | 2023-05-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-17 | 2023-05-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-17 | 2023-07-04 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-17 | 2023-07-04 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-27 | 2022-10-13 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-27 | 2022-10-13 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-15 | 2022-08-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-10-01 |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-12 | 2019-08-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2018-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Chit Jeffrey Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.