Yat Sing Kwok
郭日昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Sing Kwok (郭日昇), a licensed former licensee with CE reference ARR940. This person has 16.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 - Advising on securities | 2018-12-31 | 2025-02-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-31 | 2018-12-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-22 | 2016-08-06 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-03 | 2010-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Sing Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.