Yiu Hei Yuen
阮堯熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Hei Yuen (阮堯熙), a licensed former licensee with CE reference BDD728. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2018-11-11 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-05 | 2018-11-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-28 | 2015-01-11 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-28 | 2015-01-11 |