RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Investment Services (Asia) Limited (加皇投資理財有限公司), a Hong Kong-based licensed corporation with CE reference AAG176. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 8 (total recorded over time: 252). Earliest licence on file: 2004-10-14.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 41st and 42nd Floor, One Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2004-10-14 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2004-10-14 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-14 |
| Type 9 - Asset management | Pre-2003 | 2018-05-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (252)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Pascal Michael Quint | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2018-10 | Present |
| Benjamin Adam Willis | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2015-01 | Present |
| Muhammad Suffian Bin Mahat | Rep 1, 2, 4, 5 | 2020-01 | Present |
| Irene Yin Wah Cheng 鄭燕華 | Rep 1, 2, 4, 5 | 2010-11 | Present |
| Wai Shing Lam 林韋成 | Rep 1, 2, 4, 5 | 2011-11 | Present |
| Lok Lun Lawrence Siu 蕭樂倫 | Rep 1, 2, 4, 5 | 2015-09 | Present |
| Kit Wa Tse 謝結華 | Rep 1, 4 | 2021-07 | Present |
| Yik Shing Wong 黃奕成 | Rep 1, 2, 4, 5 | 2015-07 | Present |
| Suet Man Wong 王雪曼 | Rep 1, 2, 4, 5 | 2007-01 | 2026-04 |
| Dara Yuen Ping Leung 梁婉萍 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2025-06 |
| Leo Cyril D. Noche | Rep 1, 2, 4, 5 | 2014-12 | 2025-01 |
| Nicholas Pak Ming Chan 陳百銘 | Rep 1, 2, 4, 5 | 2006-07 | 2025-01 |
| Yee Man Chau 周綺文 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2025-01 |
| Po Chuen Chu 朱寶全 | Rep 1, 2, 4, 5 | 2011-02 | 2025-01 |
| Ting Hong Ho 何鼎康 | Rep 1, 2, 4, 5 | 2014-03 | 2025-01 |
| Yu Sang Lee 李裕生 | Rep 1, 2, 4, 5 | 2010-11 | 2025-01 |
| Man Kwan Camay Tang 鄧文君 | Rep 1, 4 | 2021-11 | 2025-01 |
| Victor Sai Fuk Wong 王世福 | Rep 1, 2, 4, 5 | 2010-11 | 2025-01 |
| Chi Leung Wu 胡智良 | Rep 1, 2, 4, 5 | 2014-11 | 2025-01 |
| Chak Ming Yau 丘澤銘 | Rep 1, 2, 4, 5 | 2021-01 | 2025-01 |
| Rebecca Mei Yuk Yee 余美玉 | Rep 1, 2, 4, 5 | 2010-11 | 2025-01 |
| Yat Kan Chim 詹逸瑾 | Rep 1, 2, 4, 5, 9 | 2015-03 | 2024-07 |
| Alexis Chi Wing Chark 翟志榮 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2015-04 | 2024-04 |
| Wing Kwan Cheung 張穎君 | Rep 1, 2, 4, 5 | 2021-04 | 2023-07 |
| Ngai Wai Ng 吳毅慧 | Rep 1, 2, 4, 5 | 2006-06 | 2023-05 |
| Wendy Wai Yin Tsang 曾惠賢 | Rep 1, 2, 4, 5 | 2010-11 | 2023-04 |
| Leung Yu Yeung 楊亮瑜 | Rep 1, 2, 4, 5 | 2006-06 | 2023-03 |
| Wey Lung Tam 譚維龍 | Rep 1, 2, 4, 5 | 2006-07 | 2023-02 |
| Nicholas Wing Kwong Chan 陳永江 | Rep 1, 2, 4, 5 | 2022-01 | 2022-11 |
| Yi-Chu Hung 洪翊筑 | Rep 1, 2, 4, 5 | 2006-07 | 2022-08 |
| Ping Chen 陳平 | Rep 1, 2, 4, 5 | 2018-09 | 2022-08 |
| Yu Hsin Chen 陳昱欣 | Rep 1, 4 | 2021-04 | 2022-08 |
| Hoi Yan Cheng 鄭凱欣 | Rep 1, 2, 4, 5 | 2021-06 | 2022-08 |
| Chi Ming Cheung 張志明 | Rep 1, 4, 6, 9 | Pre-2003 | 2022-08 |
| Nairong Duan 段乃榕 | Rep 1, 4 | 2018-04 | 2022-08 |
| Floria Ka Man Hui 許家敏 | Rep 1, 4 | 2007-08 | 2022-08 |
| Samuel Mark Irwin | Rep 1, 2, 4, 5 | 2015-06 | 2022-08 |
| Il Suk Jung 鄭日錫 | Rep 1, 2, 4, 5 | 2019-03 | 2022-08 |
| Eugene Yue See Ka 賈雨時 | RO 1, 4 Rep 1, 2, 4, 5 | 2007-09 | 2022-08 |
| Francis Shui Pung Ka 賈樹彬 | RO 1, 2, 4, 5, 6, 9 Rep 1, 2, 4, 5 | Pre-2003 | 2022-08 |
| Cheuk Shing Kwan 關卓誠 | Rep 1, 4 | 2017-11 | 2022-08 |
| Ka Ling Lau 柳嘉玲 | Rep 1, 2, 4, 5 | 2021-08 | 2022-08 |
| Kin Lok Lee 李健樂 | Rep 1, 2, 4, 5 | 2018-01 | 2022-08 |
| Yu-Chun Lee 李育峻 | Rep 1, 2, 4, 5 | 2020-04 | 2022-08 |
| Chen Li 李晨 | Rep 1, 4 | 2021-07 | 2022-08 |
| Canon Kin Long Luk 陸健朗 | Rep 1, 2, 4, 5 | 2020-02 | 2022-08 |
| Calvin Cheuk Sing Ng 吳卓乘 | Rep 1, 4 | 2015-05 | 2022-08 |
| Te-Chun Tai 戴德群 | Rep 1, 2, 4, 5 | 2018-09 | 2022-08 |
| Ming-de Wei 魏明得 | Rep 1, 2, 4, 5 | 2020-12 | 2022-08 |
| Sze Ching Wong 黃詩晴 | Rep 1, 2, 4, 5 | 2021-07 | 2022-08 |
| Jingjing Zhao 趙晶晶 | Rep 1, 4 | 2016-07 | 2022-08 |
| Ka Yi Alice Fong 方嘉怡 | Rep 1, 4 | 2022-01 | 2022-03 |
| Andy Leung 梁健儀 | Rep 1, 2, 4, 5 | 2014-12 | 2022-03 |
| Si Man Tse 謝蕬蔓 | Rep 1, 2, 4, 5 | 2019-05 | 2022-03 |
| Wing Ting Au 歐永定 | Rep 1, 2, 4, 5 | 2006-07 | 2022-03 |
| Rosanna Tsz Kwun Lee 李旨坤 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2021-12 |
| Joel Kian Liem Goh 吳鍵林 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 | 2014-08 | 2021-11 |
| Chieh-Kuo Chen 陳介國 | Rep 1, 2, 4, 5 | 2006-07 | 2021-10 |
| Wai Yi Lai 賴慧儀 | Rep 1, 2, 4, 5 | 2010-11 | 2021-10 |
| Doris Sau Ying Chan 陳秀瑛 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2021-09 |
| Chun Ming Chor 左峻銘 | Rep 1, 2, 4, 5 | 2007-06 | 2021-06 |
| Kuo Zhang 張擴 | Rep 1, 2, 4, 5 | 2019-10 | 2021-06 |
| Chih Yu Huang 黃芝毓 | Rep 1, 2, 4, 5 | 2020-02 | 2021-06 |
| Wing Ki Winky Wong 王泳棋 | Rep 1, 2, 4, 5 | 2018-09 | 2021-06 |
| Chi Man Lau 劉智敏 | Rep 1, 2, 4, 5 | 2006-05 | 2021-05 |
| Karen Ka Pik Shiu 蕭家碧 | Rep 1, 4, 6, 9 | Pre-2003 | 2021-04 |
| Suk Man Wong 黃淑敏 | Rep 1, 4 | 2014-12 | 2021-04 |
| Wing Wing Yi Cheung 張詠兒 | Rep 1, 4 | 2020-11 | 2021-01 |
| Hiroshi Kawano 川野洋 | Rep 1, 2, 4, 5 | 2017-12 | 2021-01 |
| Celine Chen 陳品聿 | Rep 1, 2, 4, 5 | 2020-02 | 2020-11 |
| Ka Yin Tang 鄧嘉燕 | Rep 1, 4 | 2014-12 | 2020-03 |
| Yvonne Ngan Sui Cheung 張銀瑞 | Rep 1, 2, 4, 5 | 2010-11 | 2020-03 |
| Wai See Ng 伍慧詩 | Rep 1, 2, 4, 5 | 2019-12 | 2020-02 |
| Kit Fong Kwan 關潔芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-01 |
| Nicholas Nai Kong Zi 徐乃綱 | Rep 1, 2, 4, 5 | 2010-11 | 2020-01 |
| Lawrence Kam Wah Leung 梁錦華 | Rep 1, 2, 4, 5 | 2007-02 | 2019-12 |
| Sau Yin Yeung 楊秀賢 | Rep 1, 2, 4, 5 | 2019-10 | 2019-12 |
| Maggie Yuk Shan Ching 程玉珊 | Rep 1, 2, 4, 5 | 2019-06 | 2019-12 |
| William Pau 鮑威林 | Rep 1, 4 | 2019-06 | 2019-11 |
| Ting Lok Ho 何珽珞 | Rep 1, 2, 4, 5 | 2018-09 | 2019-11 |
| Yin Cheng Wang 王尹呈 | Rep 1, 2, 4, 5 | 2017-06 | 2019-10 |
| Bo Yi Fung 馮寶兒 | Rep 1, 2, 4, 5 | 2018-10 | 2019-08 |
| Luzviminda Cabanatan Leung | Rep 1, 2, 4, 5 | 2010-11 | 2019-07 |
| Cookie Yin Shan Ho 何燕珊 | Rep 1, 2, 4, 5 | 2014-09 | 2019-06 |
| Wai Kong Li 李偉江 | Rep 1, 2, 4, 5 | 2017-06 | 2019-05 |
| John James Roberts | RO 4, 5 Rep 1, 2, 4, 5 | 2008-01 | 2019-05 |
| Duncan Chiu Yin She 佘超賢 | Rep 1, 2, 4, 5 | 2012-11 | 2019-05 |
| Jeong Young Song 宋政龍 | Rep 1, 4, 9 | 2015-01 | 2019-02 |
| Paul Tiong Tay | Rep 1 | 2018-11 | 2018-11 |
| Tin Martin Ma 馬田 | Rep 1, 4 | 2016-08 | 2018-10 |
| Pui Shan Wong 王佩珊 | Rep 1, 2, 4, 5 | 2015-06 | 2018-08 |
| Michael Anthony Reed | Rep 4 | 2017-12 | 2018-06 |
| Yufei Yang 楊宇飛 | Rep 1, 2, 4, 5 | 2012-12 | 2018-02 |
| Inna King Man Kung 龔敬雯 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2018-01 |
| Vanessa Luong 梁美雲 | RO 1, 2, 4, 5, 9 | 2005-01 | 2017-12 |
| Kiwoong Lee | Rep 1, 4, 9 | 2014-12 | 2017-12 |
| Yi Chin Chen 陳怡青 | Rep 1, 2, 4, 5 | 2017-11 | 2017-11 |
| Hayes Chan 陳昶曦 | Rep 1, 2, 4, 5 | 2016-05 | 2017-10 |
| Yipan Li 李屹攀 | Rep 1, 4 | 2016-06 | 2017-10 |
| Christian Leong Hei Chan 陳亮熙 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2017-09 |
Showing 1–100 of 252
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