William Pau
鮑威林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Pau (鮑威林), a licensed former licensee with CE reference APB248. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2019-11-28 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2019-11-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2011-04-15 |