Samuel Mark Irwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Mark Irwin ( ), a licensed former licensee with CE reference AIT495. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-03 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-07-03 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-10 | 2022-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2015-10-05 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2015-10-05 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-23 | 2006-05-31 |