Chi Leung Wu
胡智良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Wu (胡智良), a licensed former licensee with CE reference BBT175. This person has 10.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-10 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-08-10 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-14 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-14 | 2025-01-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-08-19 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-08-19 | 2013-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Leung Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.