Francis Shui Pung Ka
賈樹彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Shui Pung Ka (賈樹彬), a licensed former licensee with CE reference AAG156. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-16 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-16 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-16 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-16 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-14 | 2019-09-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-10-14 | 2019-09-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-09-16 |
| RBC Futures Services (Asia) Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | present | 2019-09-16 |
| RBC Futures Services (Asia) Limited | RO | Type 5 — Advising on futures contracts | present | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 9 — Asset management | present | 2018-05-14 |
| RBC Futures Services (Asia) Limited | RO | Type 9 — Asset management | present | 2003-06-18 |