Alexis Chi Wing Chark
翟志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Chi Wing Chark (翟志榮), a licensed former licensee with CE reference AFU893. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-04-20 | 2015-06-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2013-11-22 | 2014-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2011-05-18 | 2014-05-31 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2011-05-18 | 2014-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2011-05-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-27 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-22 | 2011-05-18 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | present | 2006-10-25 |