Alexis Chi Wing Chark
翟志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Chi Wing Chark (翟志榮), a licensed former licensee with CE reference AFU893. This person has 20.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 - Advising on securities | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-06-25 | 2024-04-02 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-20 | 2015-06-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-04-20 | 2015-06-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2013-11-22 | 2014-05-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2011-05-18 | 2014-05-31 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2011-05-18 | 2014-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2011-05-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-27 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-22 | 2011-05-18 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexis Chi Wing Chark during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.