Kiwoong Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiwoong Lee ( ), a licensed former licensee with CE reference BES739. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | 2016-01-25 | 2017-12-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-24 | 2017-12-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-24 | 2017-12-09 |