Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huatai Financial Holdings (Hong Kong) Limited (華泰金融控股(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AOK809. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 3 - Leveraged foreign exchange trading; 4 - Advising on securities; 6 - Advising on corporate finance; 7 - Providing automated trading services; 9 - Asset management. Current licensed staff on file: 849 (total recorded over time: 1613). Earliest licence on file: 2007-04-04.
- Category:
-
Sell side · Investment banking
- Registered address:
- 53/F, The Center, 99 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-04-04 | present |
| Type 2 - Dealing in futures contracts | 2009-06-22 | present |
| Type 3 - Leveraged foreign exchange trading | 2025-02-17 | present |
| Type 4 - Advising on securities | 2010-02-11 | present |
| Type 6 - Advising on corporate finance | 2014-08-05 | present |
| Type 7 - Providing automated trading services | 2023-07-10 | present |
| Type 9 - Asset management | 2009-05-25 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1613)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zhongcheng Ai 艾仲承 | RO 1 Rep 1, 4 | 2022-06 | Present |
| Yulong Cai 蔡宇龍 | RO 1, 6 Rep 1, 6 | 2021-11 | Present |
| Yiu Man Chan 陳耀民 | RO 1, 2, 4, 7 Rep 1, 2, 4 | 2025-10 | Present |
| Mengting Chen 陈梦婷 | RO 1 Rep 1 | 2026-01 | Present |
| Shanshan Chen 陳姍姍 | RO 1, 2, 4, 9 Rep 1, 2, 4 | 2019-07 | Present |
| Xiaoying Chen 陳晓穎 | RO 1, 4, 6 Rep 1, 4, 6 | 2025-09 | Present |
| Xiaoyu Chen 陳肖宇 | RO 1, 2, 4 Rep 1, 2, 4 | 2020-01 | Present |
| Terence Tak Him Cheng 鄭德謙 | RO 1, 6 Rep 1, 6 | 2026-06 | Present |
| Hoi Shan Cheung 張海珊 | RO 1, 4 Rep 1, 4 | 2015-03 | Present |
| Wai Lik Cheung 張偉力 | RO 1, 4, 6 Rep 1, 6 | 2020-09 | Present |
| Yuk Kei Chow 周玉琦 | RO 1, 4 Rep 1, 4 | 2026-01 | Present |
| Chi Chuen Ryan Chung 鍾志銓 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | 2014-07 | Present |
| Junhao Fan 樊俊豪 | RO 4 Rep 4 | 2024-05 | Present |
| Yunfeng Fan 范云凤 | RO 4 Rep 4, 9 | 2011-02 | Present |
| Zhongzhe Fan 樊仲哲 | RO 1, 6 Rep 1, 4, 6 | 2018-12 | Present |
| Hui Feng 封慧 | RO 9 Rep 9 | 2022-07 | Present |
| Lisha Gao 高莉莎 | RO 1, 2, 3, 4 Rep 1, 2, 3, 4 | 2026-05 | Present |
| Haiyan Gu 顾海燕 | RO 1, 2, 4 Rep 1, 2, 4 | 2025-12 | Present |
| Hanyu Gu 顧寒宇 | RO 1, 6 Rep 1, 4, 6 | 2019-11 | Present |
| Jiawei Guo 郭佳偉 | RO 1, 3, 4 Rep 1, 2, 4 | 2018-08 | Present |
| Kam Kai Ho 何錦佳 | RO 1, 4, 6 Rep 1, 4, 6 | 2025-11 | Present |
| Xiaokan Jia 賈小侃 | RO 1, 4 Rep 1, 2, 4 | 2022-11 | Present |
| Jing Jiang 蒋静 | RO 1, 4, 6 Rep 1, 4, 6 | 2021-07 | Present |
| Cathy Tung Wa Kok 郝冬樺 | RO 9 Rep 1, 2, 4, 9 | 2017-08 | Present |
| Kwok Hei Lau 劉國熙 | RO 1, 2, 4, 7 Rep 1, 2, 4, 7 | 2025-02 | Present |
| Kelvin Yau-Teng Leung 梁祐庭 | RO 1, 4, 6 Rep 1, 4, 6 | 2023-03 | Present |
| Hua Li 李驊 | RO 1, 2, 4 Rep 1, 2, 4 | 2020-08 | Present |
| Jian Li 李健 | RO 4 Rep 4 | 2019-05 | Present |
| Ka Lun Li 李嘉倫 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-05 | Present |
| Ning Li 李宁 | RO 1, 2, 3, 4 Rep 1, 2, 3, 4 | 2025-10 | Present |
| Pan Li 李攀 | RO 1, 6 Rep 1, 6 | 2021-10 | Present |
| Hong Liang 梁紅 | RO 4 Rep 1, 4 | 2022-08 | Present |
| Shunrui Liao 廖順睿 | RO 1, 6 Rep 1, 4, 6 | 2017-06 | Present |
| Marco Jun Kit Lim 林俊傑 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-04 | Present |
| Shanshan Lin 林姍姍 | RO 1, 4 Rep 1, 4 | 2019-08 | Present |
| Ying Liu 劉瑩 | RO 1, 4, 9 Rep 1, 4, 6, 9 | 2018-11 | Present |
| Yiyi Liu 劉依依 | RO 1, 6 Rep 1, 6 | 2021-07 | Present |
| Yuqi Liu 劉玉麒 | RO 6 Rep 1, 6 | 2021-08 | Present |
| Anping Lou 樓安平 | RO 1, 6 Rep 1, 6 | 2021-11 | Present |
| Jiuzhou Lu 陸九州 | RO 4, 9 Rep 4, 9 | 2024-09 | Present |
| Yuanjing Ma 馬源璟 | RO 1, 6 Rep 1, 4, 6 | 2015-04 | Present |
| Deyi Mao 毛德一 | RO 1, 6 Rep 1, 6 | 2022-03 | Present |
| Xianjun Meng 孟憲君 | RO 1, 6 Rep 1, 6 | 2021-09 | Present |
| Wei Qiao 喬煒 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-03 | Present |
| Jia Ren 任佳 | RO 1, 4, 6 Rep 1, 4, 6 | 2015-03 | Present |
| Ruxiang Rong 戎如香 | RO 9 Rep 4, 9 | 2021-12 | Present |
| Wan Sang Andy Shek 石縕勝 | RO 1, 2, 3, 4 Rep 1, 2, 3, 4 | 2025-11 | Present |
| Xiaofeng Shi 史晓峰 | RO 1, 4, 6 Rep 1, 4, 6 | 2017-04 | Present |
| Boqian Sun 孙博谦 | RO 1, 6 Rep 1, 4, 6 | 2020-11 | Present |
| Wai Man Tai 戴偉文 | RO 1, 4 Rep 1, 2, 3, 4 | 2025-09 | Present |
| Chun Wa Tsui 徐振華 | RO 1, 2, 4 Rep 1, 2, 4 | 2026-01 | Present |
| Jiawei Wang 王佳瑋 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-02 | Present |
| Jun Wang 王軍 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-05 | Present |
| Lei Wang 王磊 | RO 1, 2, 3, 4, 6, 7, 9 Rep 1, 4, 6 | 2015-11 | Present |
| Zhen Wang 王鎮 | RO 1, 2, 4, 7 Rep 1, 2, 4, 7 | 2024-03 | Present |
| Chi Ming Wong 黃志明 | RO 1, 4, 6 Rep 1, 6 | 2020-02 | Present |
| Yun Tong Anton Wong 黃潤棠 | RO 1, 4 Rep 1, 2, 4 | 2021-10 | Present |
| Kin Ming Marcus Woo 胡健明 | RO 1, 6 Rep 1, 6 | 2022-11 | Present |
| Hao Wu 鄔浩 | RO 1, 6 Rep 1, 4, 6 | 2019-09 | Present |
| Xiuyu Wu 吴修煜 | RO 1, 2, 3, 4 Rep 1, 2, 3, 4 | 2025-12 | Present |
| Houze Xu 徐厚澤 | RO 1, 6 Rep 1, 4, 6 | 2019-08 | Present |
| Peizhi Xu 徐培智 | RO 1, 2 Rep 1, 2 | 2017-10 | Present |
| Zhan Xu 徐湛 | RO 1, 6 Rep 4 | 2016-11 | Present |
| Xu Yang 楊旭 | RO 1, 6 Rep 1, 4, 6 | 2020-10 | Present |
| Yingqiu Yang 楊影秋 | RO 1, 4, 6 Rep 1, 4, 6 | 2019-04 | Present |
| Jack Hsin-Chou Yao 姚信州 | RO 1 Rep 1, 2, 4 | 2021-01 | Present |
| Sze Ho Yeung 楊思豪 | RO 1, 2, 4, 7 Rep 1, 2, 4, 7 | 2024-06 | Present |
| Ye Yuan 袁野 | RO 1, 6 | 2026-04 | Present |
| Dayu Zhang 张大宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2026-05 | Present |
| Fan Zhang 張帆 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-09 | Present |
| Hui Zhang 张辉 | RO 1, 2, 3, 4 Rep 1, 2, 3, 4 | 2025-11 | Present |
| Jinsong Zhang 張勁松 | RO 1, 4 Rep 1, 2, 4 | 2019-10 | Present |
| Jiqiang Zhang 張繼强 | RO 4 Rep 4 | 2020-02 | Present |
| Xuan Zhang 张璇 | RO 1, 4 Rep 1, 4 | 2026-05 | Present |
| Luming Zhao 趙路明 | RO 2 Rep 1, 2, 4 | 2021-03 | Present |
| Guangming Ba 巴光明 | Rep 1, 6 | 2025-04 | Present |
| Jintao Bai 白金濤 | Rep 1, 4, 6 | 2018-12 | Present |
| Tianhao Bai 白天皓 | Rep 1, 6 | 2025-06 | Present |
| Qinghe Bao 包晴荷 | Rep 1, 2, 4 | 2022-09 | Present |
| Cheng Bi 毕成 | Rep 1, 6 | 2025-09 | Present |
| Sheng Bi 毕盛 | Rep 1, 6 | 2025-09 | Present |
| Wenjiao Bian 边文姣 | Rep 4 | 2022-04 | Present |
| Zhongling Bian 卞钟灵 | Rep 1, 2, 4 | 2021-09 | Present |
| Hui Cai 蔡辉 | Rep 1, 6 | 2023-08 | Present |
| Jing Cai 蔡菁 | Rep 1, 6 | 2024-02 | Present |
| Min Cai 蔡敏 | Rep 1, 6 | 2025-12 | Present |
| Ke Cao 曹珂 | Rep 1, 6 | 2024-04 | Present |
| Yang Cao 曹扬 | Rep 1, 6 | 2025-06 | Present |
| Zhuo Yuan Cao 曹卓源 | Rep 1, 2 | 2021-11 | Present |
| Zhuoming Cao 曹卓铭 | Rep 4 | 2024-05 | Present |
| Jun Chai 柴俊 | Rep 1, 4, 6 | 2026-06 | Present |
| Sijun Chai 柴斯駿 | Rep 1, 4 | 2024-11 | Present |
| Cedric Cham Pong Chan 陳湛邦 | Rep 1 | 2015-11 | Present |
| Chaoping Chan 產超平 | Rep 1, 2, 3, 4 | 2026-06 | Present |
| Chung Wing Chan 陳頌榮 | Rep 1, 2, 4 | 2026-07 | Present |
| Clayton Kai Tung Chan 陳啟東 | Rep 1, 4, 6, 9 | 2018-07 | Present |
| Hoi Yan Chan 陳凱欣 | Rep 1, 4, 6, 9 | 2019-03 | Present |
| Hon Kiu Chan 陳侃翹 | Rep 1, 4, 6 | 2021-01 | Present |
| Tin Chung Chan 陳天聰 | Rep 1, 4, 9 | 2024-03 | Present |
| Huili Chang 常慧麗 | Rep 4 | 2020-11 | Present |
Showing 1–100 of 1613
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