Marco Jun Kit Lim
林俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Jun Kit Lim (林俊傑), a licensed Representative with CE reference AMM425. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-30 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-30 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-04-30 | present |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 4 — Advising on securities | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
RO | Type 9 — Asset management | 2025-06-03 | 2025-12-22 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-19 | 2025-06-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-19 | 2025-06-03 |
| Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 |
Rep | Type 9 — Asset management | 2024-12-19 | 2025-06-03 |
| MaiCapital Limited | RO | Type 4 — Advising on securities | 2020-01-09 | 2024-09-19 |
| MaiCapital Limited | RO | Type 9 — Asset management | 2019-03-18 | 2024-09-19 |
| MaiCapital Limited | Rep | Type 4 — Advising on securities | 2019-02-21 | 2020-01-09 |
| MaiCapital Limited | Rep | Type 9 — Asset management | 2019-02-21 | 2019-03-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-03-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-09-26 | 2018-03-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-26 | 2016-10-10 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-04 | 2008-04-07 |