Yiyi Liu
劉依依
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyi Liu (劉依依), a licensed Responsible Officer with CE reference BIO217. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-24 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2026-04-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-14 | 2026-04-24 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-02-09 | 2021-06-25 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2018-01-31 |