Kong San Chau
周港新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong San Chau (周港新), CE reference AYR628. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-05 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-23 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-23 | present |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-01 | 2020-10-19 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-01 | 2020-10-19 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-06-01 | 2020-10-19 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-05-29 | 2020-05-28 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-13 | 2016-06-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2016-06-30 |