Cedric Cham Pong Chan
陳湛邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Cham Pong Chan (陳湛邦), CE reference ANF221. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-24 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-22 | 2015-09-19 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-10 | 2015-09-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-24 | 2009-07-16 |