Jian Li
李健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Li (李健), a licensed Representative with CE reference AWF297. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-12 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-04-16 | 2022-08-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-30 | 2020-04-16 |
| Autonomous Research Asia Limited 見地研究有限公司 |
RO | Type 4 - Advising on securities | 2018-11-12 | 2019-03-31 |
| Autonomous Research Asia Limited 見地研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-26 | 2018-11-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-04 | 2015-03-30 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Jian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chen Huang | Autonomous Research Asia Limited | 2015–2019 |
| Alastair Charles Warr | Autonomous Research Asia Limited | 2015–2019 |
| Charlene Marie Chu | Autonomous Research Asia Limited | 2015–2019 |
| Jonathan Graham Firkins | Autonomous Research Asia Limited | 2015–2019 |
| Stuart Oliver Graham | Autonomous Research Asia Limited | 2015–2019 |
| Yundi Zhang | Autonomous Research Asia Limited | 2016–2019 |
| Fan Zhang | Autonomous Research Asia Limited | 2017–2019 |
| Ming Sun | Autonomous Research Asia Limited | 2015–2016 |