DaoKou Securities Limited

道口證券有限公司

CE No. ABS418 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DaoKou Securities Limited (道口證券有限公司), a Hong Kong-based licensed corporation with CE reference ABS418. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 4 (total recorded over time: 44). Earliest licence on file: 2017-05-17.
Category:: Sell side · Brokerage
Registered address:: Suite 1406, 14/F, Great Eagle Centre, 23 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 2 - Dealing in futures contracts	2017-05-17	2020-05-04
Type 4 - Advising on securities	Pre-2003	2004-09-13
Type 6 - Advising on corporate finance	Pre-2003	2004-09-13
Type 9 - Asset management	Pre-2003	2004-09-13

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (44)

Active on date RO only

Name	Activities	First licensed	To
Wai Wan Wong 王慧雲	RO 1 Rep 1	2025-09	Present
Chung Lung Yeung 楊仲龍	RO 1	2025-04	Present
Siqi Chen 陈斯琦	Rep 1	2026-03	Present
Man Yi Wong 黃敏儀	Rep 1	2024-03	Present
Jingting Yuan 袁京婷	Rep 1	2026-04	2026-07
Zhaozheng Chen 陳兆崢	RO 1	2025-01	2026-01
Renzhong Cheng 程任重	Rep 1	2024-01	2026-01
Kai Xu 許愷	Rep 1	2025-09	2025-10
Huizhen Zhou 周慧珍	RO 1	2024-10	2025-05
Sin Yu Ngai 魏鐥䨞	RO 1	2025-01	2025-02
Cheuk Pun Pong 龐卓斌	RO 1 Rep 1	2023-11	2024-12
Kwan Ho Yik 易君豪	RO 1 Rep 1	2023-08	2024-09
Yuen Tung Chow 周元彤	RO 1, 2	2018-07	2023-12
Peter Yun Kai Kwong 鄺潤楷	RO 1	2017-11	2023-12
Sheung Yuk Chiu 趙嫦玉	Rep 1	2023-06	2023-10
Xiaoxi Yuan 袁小茜	RO 1 Rep 1	2017-12	2023-03
Taine Ting Hin Ho 何廷軒	RO 1 Rep 1	2021-04	2023-02
Hiu Yan Catherine Yeung 楊曉欣	Rep 1	2019-09	2021-11
Wan Wing Cheng 鄭芸穎	Rep 1	2021-03	2021-07
Chi Fai Chan 陳志輝	Rep 1	2021-02	2021-04
Samiel Chung Yin Chau 周中彥	RO 1, 2 Rep 1	2014-06	2020-10
Sau Yee Chun 秦壽頤	Rep 1	2019-10	2020-02
Hoi Shuen Kong 江海旋	Rep 1	2019-01	2020-02
Wai Wang Lin 林鍏宏	Rep 1, 2	2017-08	2018-10
Kelvin Hong 洪烯煌	RO 1, 2 Rep 1	2016-07	2018-04
Tai Pui Cheng 鄭棣培	RO 1	2017-07	2018-02
Mei Wah Carol Chau 仇美華	Rep 1	2015-08	2017-05
Hsiang Ju Chen 陳香如	Rep 1	2014-08	2017-04
Chun Leung Lee 李振樑	RO 1 Rep 1	2014-11	2017-01
Ming Pong Tse 謝明邦	Rep 1	2016-06	2017-01
Wayne Wai Yan Tsang 曾惠恩	Rep 1	2016-04	2016-09
Daniel Chi Kit Hui 許志傑	Rep 1	2015-05	2015-11
Ting Kay Ho 何定錤	RO 1	2014-08	2015-04
Chi Kong Leung 梁智剛	Rep 1	2014-11	2014-12
Siu Leung Lam 林兆良	Rep 1, 4, 6, 9	Pre-2003	2014-10
Diana Siu Lan Lau 劉小蘭	RO 1	2014-02	2014-07
Kin Lun Lai 黎健倫	RO 1	2014-02	2014-06
Po Kuen Cheung 張保權	Rep 1, 4, 6, 9	Pre-2003	2014-05
Yu Sing Lee 李裕成	RO 1, 4, 6, 9	Pre-2003	2014-04
Wai Man Lo 盧惠文	RO 1, 4, 6, 9	Pre-2003	2014-04
Yiu Kai Shum 岑堯階	RO 1, 4, 6, 9	Pre-2003	2014-04
Hai Chain Woo 胡海全	RO 1, 4, 6, 9	Pre-2003	2014-04
Hau Ping Hu 胡海鵬	RO 1, 4, 6, 9	Pre-2003	2011-04
Nai Chiu Li 李乃昭	Rep 1, 4, 6, 9	Pre-2003	2003-06