Wayne Wai Yan Tsang
曾惠恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Wai Yan Tsang (曾惠恩), a licensed Responsible Officer with CE reference AIH007. Currently licensed at 1 firm(s): L&S Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&S Investment Management Limited |
RO | Type 4 — Advising on securities | 2025-06-12 | present |
| L&S Investment Management Limited |
RO | Type 9 — Asset management | 2025-06-12 | present |
| Carrington Asset Management Limited | RO | Type 4 — Advising on securities | 2021-04-20 | 2023-06-14 |
| Carrington Asset Management Limited | RO | Type 9 — Asset management | 2019-08-19 | 2023-06-14 |
| Carrington Asset Management Limited | Rep | Type 9 — Asset management | 2019-03-01 | 2019-08-19 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-31 | 2017-11-01 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-28 | 2016-09-12 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-28 | 2016-09-12 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-28 | 2016-09-12 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-06 | 2016-03-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-06 | 2016-03-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-06 | 2016-03-23 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-10-10 |