Wai Wang Lin
林鍏宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wang Lin (林鍏宏), a licensed Representative with CE reference AXZ873. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-17 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-17 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-16 | 2021-12-06 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-16 | 2021-12-06 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-12 | 2019-03-01 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-12 | 2019-03-01 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2018-10-19 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-11 | 2018-10-19 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-05 | 2017-07-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-02 | 2017-07-10 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-02-02 | 2017-07-10 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-30 | 2014-12-06 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-08-08 | 2014-12-06 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2014-07-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2014-07-29 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-12-04 | 2014-07-29 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-30 | 2012-01-27 |