Hiu Yan Catherine Yeung
楊曉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yan Catherine Yeung (楊曉欣), a licensed former licensee with CE reference AZP173. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-26 | 2026-03-31 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-23 | 2024-01-08 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-23 | 2024-01-08 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-10 | 2023-02-23 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-10 | 2023-02-23 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-08 | 2022-12-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-30 | 2022-12-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-30 | 2022-12-30 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2021-11-18 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-22 | 2021-11-18 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-22 | 2021-11-18 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-15 | 2019-04-30 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-15 | 2019-04-30 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2017-10-24 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-20 | 2017-10-24 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-07-17 | 2017-01-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2012-07-17 | 2017-01-01 |