Mei Wah Carol Chau
仇美華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Wah Carol Chau (仇美華), a licensed former licensee with CE reference AFM849. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-25 | 2019-12-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-25 | 2019-12-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-09 | 2017-05-25 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-09 | 2017-05-25 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-08 | 2015-10-16 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-08 | 2015-10-16 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2017-05-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2009-06-08 | 2010-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 9 — Asset management | 2009-06-08 | 2010-06-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-24 | 2013-04-25 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-04 | 2009-06-08 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2004-02-04 | 2009-06-08 |