Kin Lun Lai
黎健倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Lun Lai (黎健倫), a licensed former licensee with CE reference AOB306. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-21 | 2023-02-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-20 | 2023-02-28 |
| Genting Securities Limited | RO | Type 1 — Dealing in securities | 2015-09-22 | 2019-08-31 |
| Genting Securities Limited | Rep | Type 1 — Dealing in securities | 2015-09-21 | 2015-09-22 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-14 | 2015-06-03 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-10 | 2014-06-30 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-01 | 2013-05-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-30 | 2008-07-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-18 | 2013-05-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-18 | 2013-05-01 |