Prudential Brokerage Limited
信誠證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prudential Brokerage Limited (信誠證券有限公司), a Hong Kong-based licensed corporation with CE reference ABI439. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 124 (total recorded over time: 432).
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 901-4, 9/F, World Wide House, 19 Des Voeux Road Central, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 7 - Providing automated trading services | Pre-2003 | 2008-04-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (432)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alice Wong Kam Chan 陳旺金 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Man Wai Cheng 鄭文偉 | RO 9 Rep 1, 9 | 2011-11 | Present |
| Alvin Chi Wai Cheung 張智威 | RO 1, 9 Rep 1 | 2005-12 | Present |
| Jeffrey Hoi Yue Lau 劉凱宇 | RO 9 Rep 1, 4, 6, 9 | 2026-01 | Present |
| Shing Ngon Lau 劉升昂 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Cheuk Yiu Tam 譚灼耀 | RO 1, 9 Rep 1, 6 | 2004-06 | Present |
| Tianqiong Angel An 安天琼 | Rep 1, 4, 9 | 2018-08 | Present |
| Kei Yip Au 區紀業 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Bernice Siu Chui Chan 陳小翠 | Rep 1 | 2006-03 | Present |
| Chi Hung Chan 陳志鴻 | Rep 1 | 2022-09 | Present |
| Chi Shing Chan 陳志成 | Rep 1, 6, 9 | 2016-07 | Present |
| Ching Lin Chan 陳清蓮 | Rep 1, 4 | 2010-02 | Present |
| Chuen Hang Chan 陳銓恆 | Rep 1 | 2025-09 | Present |
| Fung Mai Chan 陳鳳微 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Lok Ming Chan 陳樂明 | Rep 1 | 2013-06 | Present |
| Pak Ho Chan 陳伯豪 | Rep 1, 6 | 2018-06 | Present |
| Peter Chun Shing Chan 陳峻誠 | Rep 1 | 2007-09 | Present |
| Po Chun Chan 陳寳春 | Rep 1 | 2025-07 | Present |
| Sau Hing Chan 陳秀興 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Shing Cheong Chan 陳承昌 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Stephen Chan 陳嘉尹 | Rep 1 | 2020-07 | Present |
| Wang Yue Chan 陳宏如 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kam Chiu Chau 周錦昭 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Mei Kuen Cheng 鄭美涓 | Rep 1 | 2025-09 | Present |
| Stephen Lai Hung Cheng 鄭禮鴻 | Rep 1 | 2021-11 | Present |
| Suk Hing Cheng 鄭淑卿 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Yuk Yee Cheng 鄭玉儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wai Hing Cheuk 卓偉興 | Rep 1 | 2008-09 | Present |
| Mei Chun Cheung 張美珍 | Rep 1, 4, 6, 9 | 2010-01 | Present |
| Shuk Ping Ching 程淑萍 | Rep 1 | 2006-08 | Present |
| Siu Kwan Ching 程紹鈞 | Rep 1 | 2021-02 | Present |
| Siu Hing Choi 蔡少卿 | Rep 1 | 2022-06 | Present |
| Edmund Ming Kei Chow 周銘基 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kevin Chok Hang Chow 周作鏗 | Rep 1 | 2025-09 | Present |
| Yui Chow 周睿 | Rep 1, 4, 9 | 2021-08 | Present |
| Chun Kit Chui 徐駿傑 | Rep 1 | 2025-07 | Present |
| Belinda Big Yun Fung 馮碧茵 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Wai Ho 何智威 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ka Fai Ho 何嘉輝 | Rep 1 | 2020-02 | Present |
| King Wo Ho 何景和 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Mendy Chi Man Ho 何志文 | Rep 1 | 2021-03 | Present |
| Nai Kan Ho 何乃勤 | Rep 1 | 2020-03 | Present |
| Derek Lik Hang Hui 許力行 | Rep 1 | 2025-09 | Present |
| Ka Hei Hui 許嘉熙 | Rep 1 | 2009-06 | Present |
| Ka Wai Kam 甘家偉 | Rep 1 | 2019-02 | Present |
| Pok Yim Kee 祁博彥 | Rep 1 | 2020-04 | Present |
| Soshila Keswani 馬雪蘭 | Rep 1 | 2008-02 | Present |
| Vera Siu Ling Keung 姜少玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Hung Wo Ko 高孔和 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Lawrence Yun Bun Kong 江潤賓 | Rep 1 | 2021-12 | Present |
| Wai Keung Kwan 關偉強 | Rep 1 | 2013-09 | Present |
| Wai Shing Kwan 關偉成 | Rep 1 | 2012-06 | Present |
| Wing Fai Kwan 關永輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Angela Wai Yee Kwok 郭慧兒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Kin Kwok 郭志堅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Sin Yee Florence Kwong 鄺倩儀 | Rep 1 | 2018-03 | Present |
| Mei Shan Lai 賴美珊 | Rep 1 | 2011-05 | Present |
| Siemen Kam Nam Lai 賴錦南 | Rep 1 | 2021-01 | Present |
| Wai Ming Lai 黎偉明 | Rep 1 | 2011-03 | Present |
| Ho Wah Lam 林浩華 | Rep 1 | 2004-05 | Present |
| Hok Kweng Lam 林學炯 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ka Lai Lam 林嘉勵 | Rep 1 | 2009-02 | Present |
| Kong Wah Lam 林港華 | Rep 1 | 2003-10 | Present |
| Ngah Yee Lam 林雅儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Pak Ming Lam 林伯明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Sze Man Lam 林思敏 | Rep 1 | 2022-08 | Present |
| Yan Wing Lam 林欣榮 | Rep 1, 6 | 2005-05 | Present |
| Hon Yiu Lau 劉漢堯 | Rep 1 | 2005-02 | Present |
| Kwok Ming Lau 劉國明 | Rep 1 | 2003-07 | Present |
| Po Wan Lau 劉寶雲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Tak Yan Lau 劉德茵 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Bernita Po Ling Lee 李寶玲 | Rep 1 | 2022-01 | Present |
| Chau Lam Lee 李秋霖 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Po Wing Lee 李寶榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wing Kai Lee 李榮鍇 | Rep 1 | 2003-06 | Present |
| Wai Ip Leong 梁偉業 | Rep 1 | 2019-04 | Present |
| Siu Ling Leung 梁小玲 | Rep 1 | 2025-07 | Present |
| Sze Cheung Leung 梁思翔 | Rep 1 | 2020-04 | Present |
| Kit Man Li 李潔文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Man Chong Li 李文壯 | Rep 1 | 2008-02 | Present |
| Siu Kwai Li 李少葵 | Rep 1 | 2005-02 | Present |
| Wai Lan Li 李慧蘭 | Rep 1 | 2021-01 | Present |
| Jieying Liang 梁洁英 | Rep 1 | 2026-04 | Present |
| Doreen Oi Han Lin 連愛杏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Yuk Ying Ling 凌玉英 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Tsun Loi 呂俊 | Rep 1 | 2026-07 | Present |
| Arthur Man Kwong Lui 呂文廣 | Rep 1, 9 | 2005-11 | Present |
| Tin Nang Lui 呂天能 | Rep 1 | 2010-12 | Present |
| Mun Tak Luk 陸民德 | Rep 1 | 2024-06 | Present |
| Edic Chung Yeung Mang 孟重陽 | Rep 1, 9 | 2008-01 | Present |
| Kwok Yi Mok 莫國怡 | Rep 1 | 2020-04 | Present |
| Chi Keung Ng 吳志強 | Rep 1 | 2010-11 | Present |
| Chiu Yuk Ng 吳潮鈺 | Rep 1 | 2007-12 | Present |
| Mei Lan Ng 吳美蘭 | Rep 1 | 2004-07 | Present |
| Chi Kwan Or 柯志君 | Rep 1 | 2010-04 | Present |
| Bonnie Kit Yee Pang 彭潔兒 | Rep 1 | 2011-11 | Present |
| Chi Hung Poon 潘自雄 | Rep 1 | 2010-06 | Present |
| Lisa Lai Wah Poon 潘麗華 | Rep 1 | 2003-09 | Present |
| Wing Poon 潘榮 | Rep 1 | 2021-02 | Present |
| Yin Sheung Sham 岑燕嫦 | Rep 1 | 2020-10 | Present |
Showing 1–100 of 432
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