Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Tae-Ho Ryu
CE AVD978 - active, FIL Investment Advisors
Zhoufei Shi
CE BTS725 - active, FIL Investment Advisors
Yichan Shu
CE BAE667 - active, FIL Investment Management (Hong Kong) Limited
Ching Yim So
CE AYR745 - active, FIL Investment Advisors
John Abraham Stavis
CE BWH102 - active, FIL Investment Advisors
Jilong Sun
CE BWH588 - active, FIL Investment Management (Hong Kong) Limited
Ka Ho Sun
CE BJK472 - active, FIL Investment Advisors
Chiu Fan Tang
CE BDW212 - active, FIL Investment Advisors
Ellie Tang
CE BSQ883 - active, FIL Investment Management (Hong Kong) Limited
Di Tian
CE AYF886 - active, FIL Investment Advisors
Terng Luen Tsai
CE BNH464 - active, FIL Investment Management (Hong Kong) Limited
Chi Yuan Wang
CE BUC375 - active, FIL Investment Advisors
Fang (SFC:BDJ447) Wang
CE BDJ447 - active, FIL Investment Management (Hong Kong) Limited
Taosha Wang
CE AWW072 - active, FIL Investment Advisors
Gabriel John Wilson-Otto
CE BDW934 - active, FIL Investment Advisors
Waner Yang
CE BWV652 - active, FIL Investment Management (Hong Kong) Limited
Adam Ching Yiu Yau
CE BUE117 - active, FIL Investment Advisors
Kin Kwan Yip
CE BXB573 - ceased
Senan Shiu Lung Yuen
CE BVC494 - active, FIL Investment Management (Hong Kong) Limited
Lei (SFC:AZK162) Zhang
CE AZK162 - active, FIL Investment Advisors
Yuxiang (SFC:BBL380) Zhang
CE BBL380 - active, FIL Investment Management (Hong Kong) Limited
Zixin Zhang
CE BVJ026 - active, FIL Investment Management (Hong Kong) Limited
Qian (SFC:BSD661) Zhao
CE BSD661 - ceased
Dan Zhou
CE BVF607 - active, FIL Investment Advisors
Tiankai Zhou
CE BSI683 - active, FIL Investment Advisors
Lizheng Zhu
CE BNN848 - active, FIL Investment Advisors
Yue Yan Chan
CE AGH925 - active, FIL Investment Management (Hong Kong) Limited
Marcella Yun Mei Pun
CE AFU332 - active, FIL Investment Management (Hong Kong) Limited
Brian Clark Abely
CE BXN323 - active, FIL Investment Management (Hong Kong) Limited
Audie Gene Apple Jr
CE BUT648 - active, FIL Investment Management (Hong Kong) Limited
Alastair William Baillie Strong
CE BXR655 - active, FIL Investment Management (Hong Kong) Limited
Heda Hamoy Bayron
CE BMQ327 - active, FIL Investment Management (Hong Kong) Limited
Jochen Breuer
CE BBL695 - active, FIL Investment Management (Hong Kong) Limited
Ka Hei Chan
CE AVL083 - active, FIL Investment Management (Hong Kong) Limited
Ka Ho (SFC:BTV040) Chan
CE BTV040 - active, FIL Investment Management (Hong Kong) Limited
Florence Shui Yi Chan
CE AUW491 - active, FIL Investment Management (Hong Kong) Limited
Wai Hin Chan
CE BRX443 - ceased
Wai Ho (SFC:BFM968) Chan
CE BFM968 - active, FIL Investment Management (Hong Kong) Limited
Venus Yuen Man Chan
CE AFU895 - active, FIL Investment Management (Hong Kong) Limited
Sherilyn Shun-Yin Chau
CE BRK843 - active, FIL Investment Management (Hong Kong) Limited
Alley Cheung
CE BNS366 - active, FIL Investment Management (Hong Kong) Limited
Shu Ting Cheung
CE BVS550 - active, FIL Investment Management (Hong Kong) Limited
Jackie Wei Jia Chien
CE AHG570 - active, FIL Investment Management (Hong Kong) Limited
Owen Pak Kin Chin
CE APG835 - active, FIL Investment Management (Hong Kong) Limited
Hon Wah Choi
CE BFQ066 - active, FIL Investment Management (Hong Kong) Limited
Ka Man Choi
CE BUG507 - active, FIL Investment Management (Hong Kong) Limited
Kee Hing Angela Chu
CE BNS154 - active, FIL Investment Management (Hong Kong) Limited
Esther Sau Yee Chung
CE BAX809 - ceased
Siu Hong Billy Chung
CE BDH281 - active, FIL Investment Management (Hong Kong) Limited
Neil Stuart Davies
CE BXP646 - active, FIL Investment Management (Hong Kong) Limited
James John Durance
CE BVN786 - active, FIL Investment Management (Hong Kong) Limited
Georgios Efstathopoulos
CE BIR869 - active, FIL Investment Management (Hong Kong) Limited
Ario Emami Nejad
CE BOZ453 - active, FIL Investment Management (Hong Kong) Limited
Chor Wing Fong
CE ARA226 - active, FIL Investment Management (Hong Kong) Limited
Gregory Aaron Friedman
CE BWV653 - active, FIL Investment Management (Hong Kong) Limited
Mei Han Fung
CE AFR011 - active, FIL Investment Management (Hong Kong) Limited
Vivian Fung
CE AHX012 - active, FIL Investment Management (Hong Kong) Limited
Gilbert Haddad
CE BXB369 - active, FIL Investment Management (Hong Kong) Limited
Mark Andrew Haggerty
CE BWV654 - active, FIL Investment Management (Hong Kong) Limited
Joe Andrew Hanmer
CE BWV600 - active, FIL Investment Management (Hong Kong) Limited
Brian Douglas Henze
CE BXB368 - active, FIL Investment Management (Hong Kong) Limited
Grammie Ting Fung Ho
CE AQI017 - active, FIL Investment Management (Hong Kong) Limited
Holly Yuen Kiu Ho
CE ARO691 - active, FIL Investment Management (Hong Kong) Limited
Chung Ying Hu
CE ACO204 - active, FIL Investment Management (Hong Kong) Limited
Jia Rong Ethan Kam
CE BST993 - active, FIL Investment Management (Hong Kong) Limited
Lap Hang Kan
CE ARH239 - active, FIL Investment Management (Hong Kong) Limited
Man Ying Kong
CE ANT422 - active, FIL Investment Management (Hong Kong) Limited
Jessica Pik Suen Kong
CE ANB753 - active, FIL Investment Management (Hong Kong) Limited
Ka Yiu Lam
CE BNL134 - active, FIL Investment Management (Hong Kong) Limited
Mei Ling (SFC:BTS032) Lam
CE BTS032 - active, FIL Investment Management (Hong Kong) Limited
Karen Kwan Chuk Lau
CE AGH196 - active, FIL Investment Management (Hong Kong) Limited
Nga Yu Lau
CE BMV578 - active, FIL Investment Management (Hong Kong) Limited
Yan Lun Lau
CE BMI863 - active, FIL Investment Management (Hong Kong) Limited
Suk Lam Law
CE APJ466 - active, FIL Investment Management (Hong Kong) Limited
Joanna Chi Yan Lee
CE AFR857 - active, FIL Investment Management (Hong Kong) Limited
Pui Wa Lee
CE BDT144 - active, FIL Investment Management (Hong Kong) Limited
David Thomas Leishman
CE BGX921 - active, FIL Investment Management (Hong Kong) Limited
Yan Chi Leung
CE BFC697 - active, FIL Investment Management (Hong Kong) Limited
Kit Yee Connie Li
CE BNW205 - active, FIL Investment Management (Hong Kong) Limited
Shengnan Li
CE BRW111 - active, FIL Investment Management (Hong Kong) Limited
Yuen Chuk Li
CE BCC107 - active, FIL Investment Management (Hong Kong) Limited
Shuangwei Liao
CE BWY397 - active, FIL Investment Management (Hong Kong) Limited
Chun Fung Lo
CE BGB598 - active, FIL Investment Management (Hong Kong) Limited
Mandy Man Yin Lung
CE BAI277 - active, FIL Investment Management (Hong Kong) Limited
Siu Sum Ma
CE BGE141 - active, FIL Investment Management (Hong Kong) Limited
Yan Ling Mak
CE BNY434 - active, FIL Investment Management (Hong Kong) Limited
Alvin Wai Cheung Ng
CE BGX217 - active, FIL Investment Management (Hong Kong) Limited
Hoi Hin Ng
CE BOK450 - active, FIL Investment Management (Hong Kong) Limited
Wai Tak Ng
CE BCY955 - active, FIL Investment Management (Hong Kong) Limited
Yan Yan Ng
CE BIE164 - active, FIL Investment Management (Hong Kong) Limited
Ashray Ohri
CE BWF877 - active, FIL Investment Management (Hong Kong) Limited
Syn Yee Ooi
CE AEP793 - active, FIL Investment Management (Hong Kong) Limited
Hee Young Park
CE AXV663 - active, FIL Investment Management (Hong Kong) Limited
Rikesh Hasmukh Patel
CE AMC831 - active, FIL Investment Management (Hong Kong) Limited
Siu Hin Byron Pong
CE BDX589 - active, FIL Investment Management (Hong Kong) Limited
Winnie Poon
CE BPR756 - active, FIL Investment Management (Hong Kong) Limited
Tristan Tobias Purcell
CE BXD722 - active, FIL Investment Management (Hong Kong) Limited
Ian Alexander Samson
CE BOZ457 - active, FIL Investment Management (Hong Kong) Limited
Hiten Arvin Savani
CE BXP643 - active, FIL Investment Management (Hong Kong) Limited
Aditya Shivram
CE BTT390 - active, FIL Investment Management (Hong Kong) Limited
Tik Hang So
CE BTD785 - active, FIL Investment Management (Hong Kong) Limited
Zumin Patrick Jr. Tam
CE AEM645 - active, FIL Investment Management (Hong Kong) Limited
Adin Yan Wei Tan
CE BLS765 - active, FIL Investment Management (Hong Kong) Limited
Ka Ling Tang
CE BRI247 - active, FIL Investment Management (Hong Kong) Limited
Thomas James Taw
CE AQJ868 - active, FIL Investment Management (Hong Kong) Limited
Yu-Ting Tsai
CE BNS103 - active, FIL Investment Management (Hong Kong) Limited
Hiu Yeung Tse
CE BUL077 - active, FIL Investment Management (Hong Kong) Limited
King On Tso
CE BOH943 - active, FIL Investment Management (Hong Kong) Limited
Thomas Valeo
CE BXN326 - active, FIL Investment Management (Hong Kong) Limited
Emmanuelle Alice Wilbrod
CE AZM652 - active, FIL Investment Management (Hong Kong) Limited
Chi Leung Wong
CE AOY119 - active, FIL Investment Management (Hong Kong) Limited
Ching Man Wong
CE AMQ696 - ceased
Hon Yan Wong
CE BTL475 - active, FIL Investment Management (Hong Kong) Limited
Tsz Fung (SFC:BOE233) Wong
CE BOE233 - active, FIL Investment Management (Hong Kong) Limited
Tsz Sing Wong
CE BNU600 - active, FIL Investment Management (Hong Kong) Limited
Yilang Xia
CE BNI785 - active, FIL Investment Management (Hong Kong) Limited
Vincent Wai Ching Yau
CE AYB009 - active, FIL Investment Management (Hong Kong) Limited
Wai Sum Yau
CE AFS906 - active, FIL Investment Management (Hong Kong) Limited
Yat Wing Evan Yau
CE BRY504 - active, FIL Investment Management (Hong Kong) Limited
Anthony Thomas Ching Lai Yeung
CE AGO955 - active, FIL Investment Management (Hong Kong) Limited
Chloe Tsz Yin Yeung
CE BSZ806 - active, FIL Investment Management (Hong Kong) Limited
Jerald Chahay Yeung
CE BWH274 - active, FIL Investment Management (Hong Kong) Limited
Man Chuen Yeung
CE BNU223 - active, FIL Investment Management (Hong Kong) Limited
Ming Ching Yeung
CE BSZ510 - active, FIL Investment Management (Hong Kong) Limited
Pui Wa Yeung
CE BHH342 - active, FIL Investment Management (Hong Kong) Limited
Ka Tao Yip
CE BNN336 - ceased
Jonathan Kar Kay Yip
CE AKX742 - active, FIL Investment Management (Hong Kong) Limited
Yixin Yu
CE BMQ794 - active, FIL Investment Management (Hong Kong) Limited
Chak Man Chung
CE APH261 - active, FINE SECURITIES LIMITED
Dan (SFC:BTA037) Wang
CE BTA037 - active, Jasper Capital Hong Kong Limited
Yufei (SFC:BTL147) Wang
CE BTL147 - active, FINE SECURITIES LIMITED
Wenjie Gu
CE BTH667 - active, FINE SECURITIES LIMITED
Yunfan Jiang
CE BWT510 - active, FINE SECURITIES LIMITED
Shan Shan Kwok
CE BVA582 - active, FINE SECURITIES LIMITED
Yimu Zhou
CE BUS992 - active, FINE SECURITIES LIMITED
Man Kit (SFC:ATH561) Li
CE ATH561 - active, FUZE SECURITIES (INTERNATIONAL) LIMITED
Anhong Qiu
CE BLT266 - active, FUZE SECURITIES (INTERNATIONAL) LIMITED
Barun Agarwal
CE ALA293 - active, Factorial Management Limited
Ka Chun (SFC:ATH567) Chan
CE ATH567 - active, Factorial Management Limited
Irina Gabriela Ionescu Heumez
CE ARD955 - active, Factorial Management Limited
David Stanbridge
CE ANZ875 - active, Factorial Management Limited
Chack Chung Tam
CE AAE371 - active, Fair Eagle Securities Company Limited
Airy Tak Chuen Lau
CE AAI487 - active, Fairchain Capital Management Limited
Peter King Wah Woo
CE AAB404 - active, Fairchain Capital Management Limited
Kim Hang Cheung
CE BWF866 - active, Fairchain Capital Management Limited
Weicheng Chen
CE BHA091 - active, Fairwin Broking Limited
Xiaozhong Hu
CE BKB259 - active, Fairwin Broking Limited
Tingting Xin
CE BMW090 - active, Fairwin Broking Limited
Qi An
CE BQD371 - active, Fargo Space Partners Limited
So Yi Ng
CE AYY618 - active, Fargo Space Partners Limited
Yifeng Sun
CE BWI145 - active, Fargo Space Partners Limited
James Christian Hancock
CE BAA092 - active, Fidelity Management & Research (Hong Kong) Limited
Sharon Yau Lecornu
CE AIU747 - active, Fidelity Management & Research (Hong Kong) Limited
James Christopher Lenton
CE AZC997 - active, Fidelity Management & Research (Hong Kong) Limited
Nathaniel Norr Salter
CE BTZ329 - active, Fidelity Management & Research (Hong Kong) Limited
Christopher John Seabolt
CE ALP933 - active, Fidelity Management & Research (Hong Kong) Limited
William Francis Shanley III
CE ARJ514 - active, Fidelity Management & Research (Hong Kong) Limited
Peifang Sun
CE ATR253 - active, Fidelity Management & Research (Hong Kong) Limited
Kan Man Wong
CE AGP718 - active, Fidelity Management & Research (Hong Kong) Limited
Ke Xie
CE AZS277 - active, Fidelity Management & Research (Hong Kong) Limited
Jianan Xu
CE AQD023 - active, Fidelity Management & Research (Hong Kong) Limited
Nitesh Agarwal
CE BGM477 - active, Fidelity Management & Research (Hong Kong) Limited
Subramanian Balakrishnan
CE AWF074 - active, Fidelity Management & Research (Hong Kong) Limited
Christopher John Antoine Bartoli
CE BNP501 - active, Fidelity Management & Research (Hong Kong) Limited
Cammie Wing Kie Chan
CE BJR655 - active, Fidelity Management & Research (Hong Kong) Limited
Tong (SFC:AZS286) Chen
CE AZS286 - active, Fidelity Management & Research (Hong Kong) Limited
Chantel Yee Lung Cheung
CE BEA488 - active, Fidelity Management & Research (Hong Kong) Limited
Henry Chu
CE BIR496 - ceased
Lewis Hui Chit Chung
CE AXK041 - active, Fidelity Management & Research (Hong Kong) Limited
Eileen Xiaoyuan Gao
CE BDZ935 - active, Fidelity Management & Research (Hong Kong) Limited
Yanzhe Guo
CE BMX602 - active, Fidelity Management & Research (Hong Kong) Limited
Vivek Jain
CE AZS290 - active, Fidelity Management & Research (Hong Kong) Limited
Yiwei Jiang
CE BFO772 - active, Fidelity Management & Research (Hong Kong) Limited
Gaurav Juneja
CE BRQ237 - active, Fidelity Management & Research (Hong Kong) Limited
William James Kennedy
CE BVJ815 - active, Fidelity Management & Research (Hong Kong) Limited
Yuanlin Lang
CE AUZ665 - active, Fidelity Management & Research (Hong Kong) Limited
Yui Yu Lee
CE BBI003 - active, Fidelity Management & Research (Hong Kong) Limited
Zhi (SFC:BJV304) Li
CE BJV304 - active, Fidelity Management & Research (Hong Kong) Limited
Stephen Lieu
CE BDX968 - active, Fidelity Management & Research (Hong Kong) Limited
Huaying Liu
CE BCZ574 - active, Fidelity Management & Research (Hong Kong) Limited
Joven Kien Wee Low
CE BVZ505 - active, Fidelity Management & Research (Hong Kong) Limited
Yongjun Luo
CE BDW711 - active, Fidelity Management & Research (Hong Kong) Limited
Ka Yu Calvin Mok
CE BUC357 - active, Fidelity Management & Research (Hong Kong) Limited
Jennifer Hyunkyung Moon
CE AZR984 - active, Fidelity Management & Research (Hong Kong) Limited
Terry Ng
CE BOJ797 - active, Fidelity Management & Research (Hong Kong) Limited
Zheng Wei Nigel Ng
CE BVE903 - active, Fidelity Management & Research (Hong Kong) Limited
Xuemei Ren
CE BQM610 - active, Fidelity Management & Research (Hong Kong) Limited
Michael I Reznikas
CE AQI811 - active, Fidelity Management & Research (Hong Kong) Limited
Iain Andrew Sergeant
CE AMI862 - active, Fidelity Management & Research (Hong Kong) Limited
Aaditya Rohan Shah
CE BVF611 - active, Fidelity Management & Research (Hong Kong) Limited
Sandeep Varma
CE BTD573 - active, Fidelity Management & Research (Hong Kong) Limited
Charles York Wu
CE BJV578 - active, Fidelity Management & Research (Hong Kong) Limited
Lyu Wu
CE BWO919 - active, Fidelity Management & Research (Hong Kong) Limited
Hao (SFC:BKD001) Yan
CE BKD001 - active, Fidelity Management & Research (Hong Kong) Limited
Stefanie Chi Yin Chan
CE AEY353 - active, Finet Securities Limited
Chun Kin Chan
CE AZC678 - active, Finet Securities Limited
Alexander Kwok Leung Tai
CE ABG881 - active, Finet Securities Limited
Eric Hin Lik Chin
CE AYE644 - active, Finex Hong Kong Limited
Chi Lam Lam
CE AYJ114 - active, Finex Hong Kong Limited
Soyena Dhakal
CE BSD636 - active, Finex Hong Kong Limited
Anirudh Ganeriwala
CE BTJ585 - ceased
Xinyao Han
CE BUZ475 - active, Finex Hong Kong Limited
Yanjun Scarlett Tang
CE BSC871 - active, Finex Hong Kong Limited
Hua Cai
CE BHZ819 - active, Finloop Finance Limited
Kit Chiu Hui
CE AYQ846 - ceased
Xiaoling Ma
CE AQU423 - active, Finloop Finance Limited
Cheuk Fu Jeffery Tong
CE BLD317 - active, Finloop Finance Limited
Mang Nam Wong
CE ALK612 - active, Fosun International Asset Management Limited
Yang (SFC:BOP069) Zhao
CE BOP069 - active, Finloop Finance Limited
Chiu Fu Chan
CE BDO342 - active, Finloop Finance Limited
Min (SFC:BWV781) Chen
CE BWV781 - active, Finloop Finance Limited
Kwan Hou Chiang
CE BTD477 - active, Finloop Finance Limited
Chun Yin Cho
CE BGA971 - active, Finloop Finance Limited
Yanchun Gong
CE BXE030 - active, Finloop Finance Limited
Mei Yee Ku
CE BXA592 - active, Finloop Finance Limited
Kwong Tat Kwong
CE BWV404 - ceased
Shixuan Lai
CE BWT475 - active, Finloop Finance Limited
Shuangwen Li
CE BXD696 - ceased
Jinjin Liu
CE BPG574 - active, Finloop Finance Limited
Qianyue Liu
CE BLI683 - active, Finloop Finance Limited
Pak Ting Lo
CE BIJ527 - active, Finloop Finance Limited
Wing Yin (SFC:BWY986) Lo
CE BWY986 - active, Finloop Finance Limited
Siyi Lyu
CE BXA908 - active, Finloop Finance Limited
Siu Hang Ng
CE ATL550 - active, Finloop Finance Limited
Shing Heng Tse
CE AIW306 - active, Finloop Finance Limited
Jiajin Xian
CE BWV199 - active, Finloop Finance Limited
Yang (SFC:BXB273) Yang
CE BXB273 - active, Finloop Finance Limited
Huimin (SFC:BRY760) Zhang
CE BRY760 - active, Finloop Finance Limited
Martin Peter Baumann
CE BRH168 - active, Fintech Investment Group Limited
Andrea Sorani
CE BJW752 - active, Fintech Investment Group Limited
Glenn Jose Stewart
CE BAP748 - active, Fintech Investment Group Limited
Tereza Elisabeth Pusca
CE BQW641 - active, Fintech Investment Group Limited
Tze Shun Fung
CE BAZ724 - active, First Eastern Investments Limited
Chi Keung Chan
CE ARJ968 - active, First Fidelity Capital (International) Limited
Julian Ho Man Wong
CE AUA500 - active, First Fidelity Capital (International) Limited
Yaxuan Yang
CE BPI978 - active, First Fidelity Capital (International) Limited
Pak Hang Ho
CE AOS315 - active, First Fidelity Capital (International) Limited
Yiu Kwok Poon
CE BRI129 - active, First Fidelity Capital (International) Limited
Xiaofeng Zeng
CE BOW860 - active, First Fidelity Capital (International) Limited
Ka Sing Wong
CE BDH942 - active, First Global Corporate Finance Co., Limited
Ming Hai Chua
CE BUA731 - active, First Global Corporate Finance Co., Limited
Wing Kai (SFC:BIZ042) Wong
CE BIZ042 - active, First Global Corporate Finance Co., Limited
Xin (SFC:BWV849) Huang
CE BWV849 - active, First Quarter Moon Asset Management Limited
Weilin Zhang
CE BWX581 - active, First Quarter Moon Asset Management Limited
Sung Way Nigel Foo
CE AVY265 - active, First Sentier Investors (Hong Kong) Limited
Kit Ying Kwok
CE AXZ904 - active, First Sentier Investors (Hong Kong) Limited
Martin Kwok Kit Lau
CE ADR107 - active, First Sentier Investors (Hong Kong) Limited
Lauren Prendiville
CE BSB941 - active, First Sentier Investors (Hong Kong) Limited
Michael David Stapleton
CE ATW713 - active, First Sentier Investors (Hong Kong) Limited
Xihua Chen
CE BAH619 - active, First Sentier Investors (Hong Kong) Limited