Martin Peter Baumann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Peter Baumann, a licensed Responsible Officer with CE reference BRH168. Currently licensed at 1 firm(s): Fintech Investment Group Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fintech Investment Group Limited | Rep | Type 4 - Advising on securities | 2022-12-09 | present |
| Fintech Investment Group Limited | RO | Type 9 - Asset management | 2022-05-26 | present |
| Fintech Investment Group Limited | RO | Type 4 - Advising on securities | 2022-05-26 | 2022-12-09 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin Peter Baumann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrea Sorani | Fintech Investment Group Limited | 2022–present |
| Ronald King Tou Poon | Fintech Investment Group Limited | 2022–2024 |
| Glenn Jose Stewart | Fintech Investment Group Limited | 2024–present |
| Tereza Elisabeth Pusca | Fintech Investment Group Limited | 2024–present |