Jonathan Kar Kay Yip
葉嘉祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Kar Kay Yip (葉嘉祺), a licensed Representative with CE reference AKX742. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-01 | present |
| Zerobridge Partners Advisory Limited | Rep | Type 1 — Dealing in securities | 2023-05-03 | 2023-09-15 |
| Zerobridge Partners Advisory Limited | Rep | Type 4 — Advising on securities | 2023-05-03 | 2023-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-03 | 2022-10-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-03 | 2022-10-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-03 | 2022-10-06 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2013-08-08 | 2015-04-30 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2013-08-08 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2013-08-08 | 2015-04-30 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2013-08-08 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-09-01 | 2013-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-09-01 | 2013-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-09-01 | 2013-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-09-01 | 2013-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-09-01 | 2015-04-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-09-01 | 2015-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-02 | 2011-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2011-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-15 | 2011-07-18 |