Yiu Kwok Poon
潘耀國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwok Poon (潘耀國), CE reference BRI129. Currently licensed at 1 firm(s): First Fidelity Capital (International) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2024-03-07 | present |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2024-03-07 | present |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2024-03-07 | present |
| EX ASSET MANAGEMENT LIMITED |
Rep | Type 4 — Advising on securities | 2023-02-16 | 2024-02-21 |
| EX ASSET MANAGEMENT LIMITED |
Rep | Type 9 — Asset management | 2023-02-16 | 2024-02-21 |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2021-07-29 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2021-07-29 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2021-07-29 | 2023-01-09 |