Stefanie Chi Yin Chan
陳志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefanie Chi Yin Chan (陳志賢), CE reference AEY353. Currently licensed at 1 firm(s): Finet Securities Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2023-12-07 | present |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2019-07-04 | 2022-11-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2007-04-12 | 2019-04-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | present | 2007-04-12 |