Stefanie Chi Yin Chan
陳志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stefanie Chi Yin Chan (陳志賢), a licensed Responsible Officer with CE reference AEY353. Currently licensed at 1 firm(s): Finet Securities Limited. Active regulated activities: Type 9 - Asset management. This person has 22.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2023-12-07 | present |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 - Asset management | 2019-07-04 | 2022-11-10 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 - Advising on securities | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-04-12 | 2019-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 - Asset management | 2007-04-12 | 2019-04-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-04-12 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stefanie Chi Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.