Martin Kwok Kit Lau
劉國傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kwok Kit Lau (劉國傑), CE reference ADR107. Currently licensed at 1 firm(s): First Sentier Investors (Hong Kong) Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-06-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-05-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-05-05 | present |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2004-05-05 | 2007-07-05 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2004-05-05 | 2008-04-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First State (Hong Kong) LLC | Rep | Type 5 — Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First State (Hong Kong) LLC | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | present | 2004-05-05 |