Syn Yee Ooi
黃心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syn Yee Ooi (黃心怡), a licensed Representative with CE reference AEP793. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-18 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-03 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-14 | 2023-12-18 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2016-08-03 | 2016-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2016-11-14 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-08-03 | 2014-07-04 |