Eric Hin Lik Chin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Hin Lik Chin (陳顯歷), a licensed Responsible Officer with CE reference AYE644. Currently licensed at 1 firm(s): Finex Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finex Hong Kong Limited | RO | Type 1 - Dealing in securities | 2024-11-18 | present |
| Finex Hong Kong Limited | RO | Type 4 - Advising on securities | 2024-11-18 | present |
| Finex Hong Kong Limited | RO | Type 9 - Asset management | 2024-11-18 | present |
| Finex Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-10-08 | 2024-11-18 |
| Finex Hong Kong Limited | Rep | Type 4 - Advising on securities | 2024-10-08 | 2024-11-18 |
| Finex Hong Kong Limited | Rep | Type 9 - Asset management | 2024-10-08 | 2024-11-18 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 - Asset management | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-08 | 2023-01-16 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-08 | 2023-01-16 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-08 | 2023-01-16 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 - Asset management | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 9 - Asset management | 2019-11-07 | 2020-01-21 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2019-05-29 | 2019-06-06 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-23 | 2019-03-09 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-16 | 2018-08-31 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-01 | 2018-07-06 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 4 - Advising on securities | 2017-11-01 | 2018-07-06 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 9 - Asset management | 2017-11-01 | 2018-07-06 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-17 | 2017-06-16 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-17 | 2017-06-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-17 | 2017-06-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-16 | 2015-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2015-12-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2015-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Hin Lik Chin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.