Alexander Kwok Leung Tai
戴國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Kwok Leung Tai (戴國良), CE reference ABG881. Currently licensed at 1 firm(s): Finet Securities Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2024-01-15 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-03 | 2023-12-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-14 | 2020-09-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2017-11-14 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-18 | 2017-11-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-29 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 — Asset management | 2007-08-09 | 2017-07-31 |
| AMS Capital Limited 博資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 9 — Asset management | present | 2007-04-25 |