Joanna Chi Yan Lee
李志欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Chi Yan Lee (李志欣), CE reference AFR857. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-15 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-15 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-15 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-11-22 | 2007-04-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-22 | 2007-04-14 |