William Francis Shanley III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Francis Shanley III, CE reference ARJ514. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-04-13 | present |
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-04-13 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-09-04 | 2016-04-13 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-09-04 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-09-04 | 2016-04-13 |