Karen Kwan Chuk Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kwan Chuk Lau (劉堃竹), a licensed Representative with CE reference AGH196. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-11 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-11 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-09-11 | 2021-03-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kwan Chuk Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.