Julian Ho Man Wong
王皓民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Ho Man Wong (王皓民), CE reference AUA500. Currently licensed at 1 firm(s): First Fidelity Capital (International) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | RO | Type 1 — Dealing in securities | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2018-11-22 | 2019-03-14 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2018-11-22 | 2019-03-14 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2018-11-22 | 2019-03-14 |
| Redbridge Global Strategies Limited |
Rep | Type 1 — Dealing in securities | 2018-05-07 | 2018-11-14 |
| Redbridge Global Strategies Limited |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2018-11-14 |
| Redbridge Global Strategies Limited |
Rep | Type 9 — Asset management | 2018-05-07 | 2018-11-14 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-15 | 2017-09-03 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-02 | 2016-12-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-02 | 2017-09-03 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-02 | 2017-09-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2012-01-13 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-28 | 2012-01-13 |