Jianan Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianan Xu (徐佳楠), a licensed Responsible Officer with CE reference AQD023. Currently licensed at 1 firm(s): Fidelity Management & Research (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2020-03-09 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-15 | present |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-12-03 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-25 | 2012-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-12-10 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-12-10 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-12-10 | 2010-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jianan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.