Xiaoling Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoling Ma (馬小玲), a licensed Responsible Officer with CE reference AQU423. Currently licensed at 2 firm(s): Finloop Finance Limited, Fosun International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-19 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 - Advising on securities | 2024-09-19 | present |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 - Asset management | 2024-09-19 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-04 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-03 | present |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-23 | 2019-06-03 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-23 | 2024-01-10 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-21 | 2018-09-09 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-03-21 | 2018-09-09 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-09-14 | 2016-09-30 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-09-14 | 2016-09-30 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2015-02-18 | 2016-04-08 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-09-30 | 2015-02-18 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-07 | 2016-04-08 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-02-17 | 2016-04-08 |
| HGNH International Financial Corporation Limited 橫華國際金融股份有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-02-17 | 2015-08-27 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-13 | 2016-04-08 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-23 | 2016-04-08 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-09 | 2012-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoling Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.