Janice Ho Yee Iu
姚皓儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Ho Yee Iu (姚皓儀), CE reference AZL145. Currently licensed at 2 firm(s): Arta Corporate Advisory Limited, Arta Asset Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-02-27 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-11 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-11 | present |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-02-11 | 2025-02-27 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-07 | 2024-07-05 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-18 | 2022-06-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | 2022-06-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-18 | 2022-06-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-25 | 2022-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-23 | 2021-10-25 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-14 | 2015-05-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2021-10-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-19 | 2021-10-25 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-14 | 2013-12-08 |