Rohit Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohit Sharma, a licensed Representative with CE reference BAW704. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-07-13 | present |
| Arrowpoint Investment Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-08-28 | 2026-04-22 |
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 - Asset management | 2022-08-12 | 2024-07-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-08 | 2022-06-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2015-12-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-18 | 2015-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rohit Sharma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.