Rohit Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohit Sharma, CE reference BAW704. Currently licensed at 1 firm(s): Arrowpoint Investment Partners (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arrowpoint Investment Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-08-28 | present |
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 — Asset management | 2022-08-12 | 2024-07-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-08 | 2022-06-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2015-12-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2015-12-01 |