James Matthew Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Matthew Wheeler, CE reference BCK949. Currently licensed at 1 firm(s): Apollo Management Asia Pacific Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2024-04-16 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2024-04-16 | present |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-20 | 2024-04-02 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-20 | 2024-04-02 |
| Vesttoo Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2023-03-30 | 2023-10-21 |
| Odyssey Asset Management Limited | Rep | Type 1 — Dealing in securities | 2020-05-19 | 2022-03-18 |
| Odyssey Asset Management Limited | Rep | Type 4 — Advising on securities | 2020-05-19 | 2022-03-18 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-12-19 | 2019-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2016-08-05 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-19 | 2016-08-05 |